Retirement Strategy Team's Continuation Plan

When you are clients of Convergence Advisory Group’s Retirement Strategies Team (RST) your plan is managed by a team of individuals who are involved with the creation, implementation, and service of your plan at every stage.  Our team was created with the end in mind.  We understand that it is a valid concern of every client to ask, “What happens to my plan in the event that one of the team members experiences the unexpected?”  We have an internal contingency plan in place so that if the unexpected does occur it will not interrupt our business and more importantly, the continued monitoring, adjustments, and service of your plan.

Our (RST) team’s contingency plan includes a formal, written continuation plan.  Part of that plan includes surviving team members to maintain 100% ownership of our book of business.  We have insurance on each of the RST advisors to provide cash inflows to buy out a deceased partners estate and to help offset replacement costs for sourcing and hiring quality replacements.  Also, in the unfortunate case it would be needed, we have a short list of third-party asset managers that we have vetted that align with our investment philosophy (we can provide this list at your request). 

Lastly, although each of our team members may have specific roles, our internal process allows for each team member to have intricate knowledge and the ability to follow through with our process at every level.  Our team’s diverse and combined experience in the industry will allow for a smooth transition should one of our team members experience the unexpected.